DFX Intelligence

T••••• C••••••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

T••••• C••••••••• B•••

Advisor at B••• W••••• A••••••• L••

FLAGSTAFF, AZ

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Search this name across graphsid dfx:ria:0c96112d-5cde-dc01-8cd6-585d5e9845af

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 17, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••• W••••• A••••••• L••	Independent wealth	Oct 19, 2018	n/a	yes	FLAGSTAFF, AZ	Current employment
I••••••••• A••••••• C•••	Former SEC adviser	Jan 2, 2014	Oct 19, 2018	no	FLAGSTAFF, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••••• C•••	B••• W••••• A••••••• L••	Oct 19, 2018	Oct 19, 2018	0	Firm change	Ibd to RIA
O• I••••••••• M••••••••• C•	I••••••••• A••••••• C•••	Jan 7, 2014	Jan 2, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
117531:298347:AZ:2018-10-19	Oct 19, 2018	Oct 19, 2018	FLAGSTAFF, AZ	Firm change

Relationships

Registered with (3)

→ B••• W••••• A••••••• L••Registered adviserregistration: current employment
Oct 19, 2018 to presentfactForm ADV
→ I••••••••• A••••••• C•••Registered adviserregistration: previous registration
Jan 2, 2014 to Oct 19, 2018factForm ADV
→ O• I••••••••• M••••••••• C•Registered adviserregistration: previous registration
Aug 17, 2010 to Jan 7, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c96112d-5cde-dc01-8cd6-585d5e9845af
First observed: Aug 17, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.