DFX Intelligence

J••••••• L••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

J••••••• L••• S•••••

Advisor at C••••• I••••••••• A••••••• L••

New Franklin, OH | CLEVELAND, OH

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Search this name across graphsid dfx:ria:0c97398c-632e-4f58-e7fa-067091f45aac

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 24, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 29, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2023	n/a	yes	New Franklin, OH\|CLEVELAND, OH	Current employment
V•••••• F•••••••• G••••• I•••	Independent wealth	Jan 7, 2022	n/a	yes	CLEVELAND, OH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• W••••• M•••••••••	V•••••• F•••••••• G••••• I•••	Oct 1, 2015	Jan 7, 2022	2,290	Firm change after gap	Other
N•••••• I••••••••• I•••	P•• W••••• M•••••••••	Nov 13, 2009	Sep 28, 2009

Relationships

Registered with (4)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ V•••••• F•••••••• G••••• I•••Registered adviserregistration: current employment
Jan 7, 2022 to presentfactForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Sep 28, 2009 to Oct 1, 2015factForm ADV
→ N•••••• I••••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c97398c-632e-4f58-e7fa-067091f45aac
First observed: May 24, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.