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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

MONTANARO ASSET MANAGEMENT LIMITED

CRD 155693

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0c9e83c6-b910-c0b2-b38d-03c89e33e375

Data as of Aug 14, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 15, 2011 to Aug 14, 2013
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2013-08-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 28
Advisory employees: 13
Accounts: 0
SEC number: 801-72902
CRD: 155693
Filings on the tape: 6
First filed: Nov 15, 2011
Latest filed: Aug 14, 2013
Organised: Other (specify)

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DURANT DES AULNOIS, CEDRIC, PIERRE ROBERT HUGUES	DIRECTOR, HEAD OF BUSINESS DEVELOPMENT	Na	yes	05/2010	Nov 15, 2011	Aug 14, 2013
FRANCIS, MATTHEW, EDWARD JOHN	CHIEF COMPLIANCE OFFICER	Na	yes	04/2010	Nov 15, 2011	Aug 14, 2013
MONTANARO, CHARLES, GERALD BENSTED	Ceo	E	yes	08/2011	Nov 15, 2011	Aug 14, 2013
TREGONING, JULIAN, GEORGE	NON-EXECUTIVE DIRECTOR	Na	yes	10/2009	Nov 15, 2011	Aug 14, 2013

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Atlanta	Ga	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 22, 2013	$0	$0	28	13	n/a	n/a	n/a
2011	Mar 16, 2012	$0	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$0	$0	n/a	n/a	n/a	28	n/a	n/a	n/a

Relationships

Controls (4)

← TREGONING, JULIAN, GEORGEOwnerNON-EXECUTIVE DIRECTOR, ownership code NA, individual
Nov 15, 2011 to presentfactForm ADV
← DURANT DES AULNOIS, CEDRIC, PIERRE ROBERT HUGUESOwnerDIRECTOR, HEAD OF BUSINESS DEVELOPMENT, ownership code NA, individual
Nov 15, 2011 to presentfactForm ADV
← FRANCIS, MATTHEW, EDWARD JOHNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 15, 2011 to presentfactForm ADV
← MONTANARO, CHARLES, GERALD BENSTEDOwnerCEO, ownership code E, individual
Nov 15, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c9e83c6-b910-c0b2-b38d-03c89e33e375
First observed: Nov 15, 2011
Last observed: Aug 14, 2013 159 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MONTANARO ASSET MANAGEMENT LIMITED

CRD 155693

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0c9e83c6-b910-c0b2-b38d-03c89e33e375

Data as of Aug 14, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:57 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DURANT DES AULNOIS, CEDRIC, PIERRE ROBERT HUGUES

DIRECTOR, HEAD OF BUSINESS DEVELOPMENT

yes

05/2010

Nov 15, 2011

Aug 14, 2013

FRANCIS, MATTHEW, EDWARD JOHN

CHIEF COMPLIANCE OFFICER

yes

04/2010

Nov 15, 2011

Aug 14, 2013

MONTANARO, CHARLES, GERALD BENSTED

Ceo

yes

08/2011

Nov 15, 2011

Aug 14, 2013

TREGONING, JULIAN, GEORGE

NON-EXECUTIVE DIRECTOR

yes

10/2009

Nov 15, 2011

Aug 14, 2013

City

State

Country

Employees

Also broker-dealer

Atlanta

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Mar 22, 2013

n/a

2011

Mar 16, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

n/a