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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Dayton, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Dec 2, 2025 | n/a | yes | Dayton, OH | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jan 22, 2010 | Dec 2, 2025 | no | Centerville, OH|Springboro, OH | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Jan 25, 2010 | no | DAYTON, OH | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Aug 9, 1999 | Jan 1, 2008 | no | DAYTON, OH|ST. LOUIS, MO|KETTERING, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Dec 2, 2025 | Dec 2, 2025 | 0 | Bulk transfer | Ibd to ibd |
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Jan 25, 2010 | Jan 22, 2010 | -3 | Firm change | Wirehouse to ibd |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |