DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

MICHAEL LLOYD DEL CARLO

Advisor at VANGUARD ADVISERS, INC.

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0cbb90a2-06a6-bed3-0b81-b37e67c1fe18

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Apr 3, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANGUARD ADVISERS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 26, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Mar 26, 2007
First registration: Apr 3, 2007
Dual registered: yes, broker-dealer
Other names: MICHAEL DELCARLO|MICHAEL L DELCARLO|MICHAEL LLOYD DELCARLO|MICHAEL DEL CARLO|MICHAEL L DEL CARLO
IAPD individual key: 4793019

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Oct 18, 2024	n/a	yes	SCOTTSDALE, AZ	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jun 9, 2023	Jun 26, 2024	no	SCOTTSDALE, AZ	Previous registration
VIGILARE WEALTH MANAGEMENT LLC	Independent wealth	Jul 2, 2019	Apr 10, 2023	no	SCOTTSDALE, AZ	Previous registration
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jan 3, 2012	Jul 12, 2019	no	PHOENIX, AZ	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	May 12, 2008	Dec 31, 2011	no	PHOENIX, AZ\|Phoenix, AZ	Previous registration
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Apr 3, 2007	Apr 9, 2008	no	PHOENIX, AZ\|PHOENIX, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	VANGUARD ADVISERS, INC.	Jun 26, 2024	Oct 18, 2024	114	Firm change	Ibd to ibd
VIGILARE WEALTH MANAGEMENT LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Apr 10, 2023	Jun 9, 2023	60	Firm change	RIA to ibd
SCHWAB WEALTH ADVISORY, INC.	VIGILARE WEALTH MANAGEMENT LLC	Jul 12, 2019	Jul 2, 2019	-10	Firm change	Ibd to RIA
CHARLES SCHWAB & CO., INC.	SCHWAB WEALTH ADVISORY, INC.	Dec 31, 2011	Jan 3, 2012	3	Bulk transfer	Other
USAA INVESTMENT SERVICES COMPANY	CHARLES SCHWAB & CO., INC.	Apr 9, 2008	May 12, 2008	33	Firm change	Other

Relationships

Registered with (6)

→ VANGUARD ADVISERS, INC.Registered adviserregistration: current employment
Oct 18, 2024 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jun 9, 2023 to Jun 26, 2024factForm ADV
→ VIGILARE WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Jul 2, 2019 to Apr 10, 2023factForm ADV
→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Jan 3, 2012 to Jul 12, 2019factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
May 12, 2008 to Dec 31, 2011factForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Apr 3, 2007 to Apr 9, 2008factForm ADV

Dated events

Occurred
Jun 26, 2024
Advisor changed firm
Michael Lloyd Del Carlo left Fidelity Personal And Workplace Advisors for Vanguard Advisers, Inc. (registered 2024-10-18)
Form ADVobserved 5 days ago
Occurred
Apr 10, 2023
Advisor changed firm
Michael Lloyd Del Carlo left Vigilare Wealth Management Llc for Fidelity Personal And Workplace Advisors (registered 2023-06-09)
Form ADVobserved 5 days ago