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Advisor at WELLS FARGO ADVISORS
SALT LAKE CITY, UT | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Aug 19, 2025 | n/a | yes | ST. LOUIS, MO|SALT LAKE CITY, UT | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Sep 5, 2023 | May 12, 2025 | no | Salt Lake City, UT|ST. LOUIS, MO | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Aug 6, 2019 | Feb 3, 2023 | no | SOUTH JORDON, UT|SOUTH JORDON, UT | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jul 13, 2018 | Sep 28, 2018 | no | BOSTON, MA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Nov 28, 2008 | Jul 13, 2018 | no | SALT LAKE CITY, UT | Previous registration |
| FIDELITY PERSONAL TRUST COMPANY, FSB | n/a | Apr 27, 2005 | Jun 14, 2005 | no | SALT LAKE CITY, UT | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Apr 27, 2005 | Jun 14, 2005 | no | SALT LAKE CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | WELLS FARGO ADVISORS | Feb 3, 2023 | Sep 5, 2023 | 214 | Firm change | Ibd to wirehouse |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | PRUCO SECURITIES, LLC | Sep 28, 2018 | Aug 6, 2019 | 312 | Firm change | Ibd to ibd |
| STRATEGIC ADVISERS LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Jul 13, 2018 | Jul 13, 2018 | 0 | Bulk transfer | Ibd to new firm |
| FIDELITY PERSONAL TRUST COMPANY, FSB | STRATEGIC ADVISERS LLC | Jun 14, 2005 | Apr 27, 2005 | -48 | Firm change after gap | Other |