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Reading the graph
Advisor at MORGAN STANLEY
Rexburg, ID | Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | May 4, 2015 | n/a | yes | Los Angeles, CA|Rexburg, ID | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 11, 2005 | May 12, 2015 | no | LOS ANGELES, CA|LOS ANGELES, CA | Previous registration |
| QUELLOS FIXED INCOME ADVISORS LLC | n/a | Jun 10, 2002 | Mar 15, 2004 | no | SEATTLE, WA | Previous registration |
| QUELLOS CAPITAL MANAGEMENT LP | n/a | Jun 10, 2002 | Jan 13, 2005 | no | SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | May 12, 2015 | May 4, 2015 | -8 | Firm change | Wirehouse to wirehouse |
| QUELLOS CAPITAL MANAGEMENT LP | UBS FINANCIAL SERVICES INC. | Jan 13, 2005 | Jan 11, 2005 | -2 | Firm change | Other |
| QUELLOS FIXED INCOME ADVISORS LLC | QUELLOS CAPITAL MANAGEMENT LP | Mar 15, 2004 | Jun 10, 2002 | -644 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:149777:CA:2015-05-08 | May 12, 2015 | May 4, 2015 | LOS ANGELES, CA | Firm change |