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T••••• F••••••• W••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst31 years in industry

T••••• F••••••• W••••••••

Advisor at C••••• P••••••• L••

NEW YORK, NY | BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0cd71f59-0996-649b-6adc-f563b39fbcfb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 10, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Jan 17, 2025	n/a	yes	NEW YORK, NY\|BOSTON, MA	Current employment
P••• W••••• L•	Former SEC adviser	Jan 1, 2002	Feb 3, 2025	no	BOSTON, MA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P••• W••••• L•	C••••• P••••••• L••	Feb 3, 2025	Jan 17, 2025	-17	Firm change	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105058:151559:MA:2025-02-03	Feb 3, 2025	Jan 17, 2025	BOSTON, MA	Firm change

Relationships

Registered with (2)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Jan 17, 2025 to presentfactForm ADV
→ P••• W••••• L•Registered adviserregistration: previous registration
Jan 1, 2002 to Feb 3, 2025factForm ADV

Dated events

Occurred
Feb 3, 2025
Advisor changed firm
T••••• F••••••• W•••••••• left P••• W••••• L• for C••••• P••••••• L•• (registered 2025-01-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0cd71f59-0996-649b-6adc-f563b39fbcfb
First observed: Jan 1, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.