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Advisor at ALERA INVESTMENT ADVISORS, LLC
DEERFIELD, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALERA INVESTMENT ADVISORS, LLC | Mixed wealth | Nov 29, 2017 | n/a | yes | DEERFIELD, IL | Current employment |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Aug 22, 1994 | Nov 2, 2017 | no | BANNOCKBURN, IL|Deerfield, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURIAN FINANCIAL SERVICES, INC. | ALERA INVESTMENT ADVISORS, LLC | Nov 2, 2017 | Nov 29, 2017 | 27 | Bulk transfer | Other |