D•••• W••••••

Advisor at W•••• F•••• A•••••••

WILLIAMSVILLE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jan 31, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Apr 5, 2023	n/a	yes	WILLIAMSVILLE, NY	Current employment
S••••• G•••• A••••••• S•••••••	Independent wealth	Aug 12, 2021	Apr 26, 2023	no	ORCHARD PARK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• G•••• A••••••• S•••••••	W•••• F•••• A•••••••	Apr 26, 2023	Apr 5, 2023	-21	Firm change	RIA to wirehouse
L•• F•••••••• L••	S••••• G•••• A••••••• S•••••••	Aug 31, 2017	Aug 12, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:287512:NY:2017-08-31	Aug 31, 2017	Aug 12, 2021	WILLIAMSVILLE, NY	Firm change after gap

Relationships

Registered with (5)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Apr 5, 2023 to presentfactForm ADV
→ S••••• G•••• A••••••• S•••••••Registered adviserregistration: previous registration
Aug 12, 2021 to Apr 26, 2023factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 28, 2016 to Aug 31, 2017factForm ADV
→ M•• S••••••••• I•••Registered adviser

Dated events

Order

Occurred
26 Apr 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 31, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.