DFX Intelligence

P•••• K• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant23 years in industry

P•••• K• C•••••••

Advisor at K•••••• W••••• A•••••••• I•••

STUDIO CITY, CA

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Search this name across graphsid dfx:ria:0cf633d8-cccc-a8da-1e68-2a2151398757

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 10, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••• W••••• A•••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 25, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••• W••••• A•••••••• I•••	State registered	Jan 1, 2026	n/a	yes	STUDIO CITY, CA	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Nov 10, 2005	Mar 2, 2006	no	LOS ANGELES, CA\|LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	K•••••• W••••• A•••••••• I•••	Mar 2, 2006	Jan 1, 2026	7,245	Firm change after gap	Other

Relationships

Registered with (2)

→ K•••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Nov 10, 2005 to Mar 2, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0cf633d8-cccc-a8da-1e68-2a2151398757
First observed: Nov 10, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.