DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••• M•••• M••••••••• C•••••••••
A•••••, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••• M•••• M••••••••• C••••••••• | Independent wealth | Feb 13, 2020 | n/a | yes | A•••••, TX | Current employment |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 25, 2017 | Jan 27, 2020 | no | A•••••, TX|A•••••, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• I•••••••• S•••••••• L•• | A••••• M•••• M••••••••• C••••••••• | Jan 27, 2020 | Feb 13, 2020 | 17 | Firm change | Ibd to new firm |
| M•• F•••••••• S•••••••• I••• | M•• I•••••••• S•••••••• L•• | Mar 25, 2017 | Mar 25, 2017 |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Jan 2, 2015 | Mar 25, 2017 | no | A•••••, TX | Previous registration |
| N•• E•••••• S••••••••• C••••••••• | Former SEC adviser | Aug 12, 1998 | Jan 2, 2015 | no | A•••••, TX|A•••••, TX|A•••••, TX | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| N•• E•••••• S••••••••• C••••••••• | M•• F•••••••• S•••••••• I••• | Jan 2, 2015 | Jan 2, 2015 | 0 | Bulk transfer | Other |