DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

Kimberly Dawn Mello

Advisor at EMPOWER ADVISORY GROUP, LLC

GREENWOOD VILLAGE, CO | Wells, ME

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0cfe216a-1eb3-e8e2-45d3-459324df6d77

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 22, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPOWER ADVISORY GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 3, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Sep 3, 2008
First registration: Sep 22, 2008
Dual registered: yes, broker-dealer
Other names: KIMBERLY DAWN O'NEILL|KIMBERLY D MELLO
IAPD individual key: 4101436

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Mar 5, 2025	n/a	yes	GREENWOOD VILLAGE, CO\|Wells, ME	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 30, 2021	Sep 24, 2024	no	ROCKLAND, MA\|Marshfield, MA	Previous registration
EDELMAN FINANCIAL ENGINES	Independent wealth	Apr 16, 2012	Dec 16, 2019	no	BOSTON, MA	Previous registration
MMC SECURITIES LLC	Former SEC adviser	Sep 22, 2008	Mar 15, 2012	no	NORWOOD, MA\|NORWOOD, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	EMPOWER ADVISORY GROUP, LLC	Sep 24, 2024	Mar 5, 2025	162	Firm change	Wirehouse to ibd
EDELMAN FINANCIAL ENGINES	UBS FINANCIAL SERVICES INC.	Dec 16, 2019	Aug 30, 2021	623	Firm change after gap	RIA to wirehouse
MMC SECURITIES LLC	EDELMAN FINANCIAL ENGINES	Mar 15, 2012	Apr 16, 2012	32	Firm change	Other

Relationships

Registered with (4)

→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Mar 5, 2025 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 30, 2021 to Sep 24, 2024factForm ADV
→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: previous registration
Apr 16, 2012 to Dec 16, 2019factForm ADV
→ MMC SECURITIES LLCRegistered adviserregistration: previous registration
Sep 22, 2008 to Mar 15, 2012factForm ADV

Dated events

Occurred
Sep 24, 2024
Advisor changed firm
Kimberly Dawn Mello left Ubs Financial Services Inc. for Empower Advisory Group, Llc (registered 2025-03-05)
Form ADVobserved 4 days ago