DFX Intelligence

L•••• C•••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst42 years in industry

L•••• C•••• C•••••

Advisor at L• C••••• I•••••••••

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:0d0b14f4-fc20-b6ff-ea5a-b9ef0d7a46e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 6, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L• C••••• I•••••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Oct 1, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L• C••••• I•••••••••	Former SEC adviser	Apr 12, 2012	n/a	yes	SAN ANTONIO, TX	Current employment
L• C••••• I•••••••••	Former SEC adviser	Feb 6, 1996	Feb 6, 1996	no	SAN ANTONIO, TX	Previous registration

Relationships

Registered with (1)

→ L• C••••• I•••••••••Registered adviserregistration: previous registration
Feb 6, 1996 to Feb 6, 1996factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d0b14f4-fc20-b6ff-ea5a-b9ef0d7a46e0
First observed: Feb 6, 1996
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.