DFX Intelligence

Data Factory

E•••• A••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor11 years in industry

E•••• A••• J••••••

Advisor at F••••••••• I••••••••• A••••••• L••

PEORIA, AZ | PHOENIX, AZ | SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0d0c9f2a-256f-62af-1a38-089b11771e79

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 2, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••••• I••••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••••• I••••••••• A••••••• L••	Independent wealth	May 27, 2022	n/a	yes	PHOENIX, AZ\|PEORIA, AZ\|SCOTTSDALE, AZ	Current employment
A•••• P••••••••• W••••• • T••	Former SEC adviser	Aug 4, 2022	Aug 19, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• P••••••••• W••••• • T••	n/a	Aug 19, 2022	n/a	n/a	Departure no registered destination	Departure
K•••••• F•••••••• G••••• L••	F••••••••• I••••••••• A••••••• L••	May 10, 2022	May 27, 2022

Relationships

Registered with (5)

→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
May 27, 2022 to presentfactForm ADV
→ A•••• P••••••••• W••••• • T••Registered adviserregistration: previous registration
Aug 4, 2022 to Aug 19, 2022factForm ADV
→ K•••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Feb 28, 2020 to May 10, 2022factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Occurred
Aug 19, 2022
Advisor departed, no destination yet
E•••• A••• J•••••• no longer registered at A•••• P••••••••• W••••• • T••; no later IA registration on IAPD
Form ADVobserved 7 days ago
Occurred
May 10, 2022
Advisor changed firm
E•••• A••• J•••••• left K•••••• F•••••••• G••••• L•• for F••••••••• I••••••••• A••••••• L•• (registered 2022-05-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d0c9f2a-256f-62af-1a38-089b11771e79
First observed: Nov 2, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.