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P•••••• J••• Y••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

P•••••• J••• Y••••

Advisor at L•••••• • Y••••• L••

Knoxville, TN

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Search this name across graphsid dfx:ria:0d0e7084-783b-198a-fa48-f3d17dc2ee97

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Sep 27, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• • Y••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• • Y••••• L••	State registered	Jul 29, 2025	n/a	yes	Knoxville, TN	Current employment
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Oct 18, 2023	Jul 1, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• A••••••• G••••• L••	L•••••• • Y••••• L••	Jul 1, 2025	Jul 29, 2025	28	Firm change	Ibd to state RIA
L•••••• • Y••••• L••	E•••••• A••••••• G••••• L••	Jun 2, 2023

Relationships

Registered with (5)

→ L•••••• • Y••••• L••Registered adviserregistration: previous registration
Dec 5, 2012 to Jun 2, 2023factForm ADV
→ E•••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Oct 18, 2023 to Jul 1, 2025factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
May 26, 2010 to Aug 24, 2012factForm ADV
→ Y•••• C•••••• M••••••••• I•••Registered adviser

Dated events

Occurred
Jul 1, 2025
Advisor changed firm
P•••••• J••• Y•••• left E•••••• A••••••• G••••• L•• for L•••••• • Y••••• L•• (registered 2025-07-29)
Form ADVobserved 6 days ago
Occurred
Jun 2, 2023
Advisor changed firm
P•••••• J••• Y•••• left L•••••• • Y••••• L•• for E•••••• A••••••• G••••• L•• (registered 2023-10-18)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d0e7084-783b-198a-fa48-f3d17dc2ee97
First observed: Sep 27, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.