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Advisor at HILLCREST FINANCIAL GROUP
THOUSAND OAKS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HILLCREST FINANCIAL GROUP | Independent wealth | Feb 28, 2022 | n/a | yes | THOUSAND OAKS, CA | Current employment |
| THRIVENT ADVISOR NETWORK, LLC | Bd affiliated wealth | May 13, 2020 | Mar 3, 2022 | no | MINNEAPOLIS, MN|Thousand Oaks, CA | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Feb 22, 2012 | Jun 3, 2020 | no | Thousand Oaks, CA|Thousand Oaks, CA|Thousand Oaks, CA|San Diego, CA|Solana Beach, CA|Calabasas, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THRIVENT ADVISOR NETWORK, LLC | HILLCREST FINANCIAL GROUP | Mar 3, 2022 | Feb 28, 2022 | -3 | Firm change | Ibd to new firm |
| THRIVENT INVESTMENT MANAGEMENT INC. | THRIVENT ADVISOR NETWORK, LLC | Jun 3, 2020 | May 13, 2020 | -21 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 304569:317862:CA:2022-03-03 | Mar 3, 2022 | Feb 28, 2022 | THOUSAND OAKS, CA | Firm change |
| 18387:304569:CA:2020-06-03 | Jun 3, 2020 | May 13, 2020 | CALABASAS, CA | Firm change |