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CRD 297369
PINEHURST, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JOHN PATRICK HUTCHINSON | n/a | PINEHURST, NC | Rockingham, NC | 7 | 29 | 1 | no |
| ROBERT JAY WAGLER | n/a | PINEHURST, NC | 7 | 17 | 2 | no |
| Lorin Noelle Wagler | n/a | PINEHURST, NC | 3 | 14 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| WAGLER, ROBERT, JAY | MEMBER AND CCO | E | yes | 05/2018 | May 29, 2018 | Apr 22, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| JOHN HUTCHINSON | n/a | n/a | n/a | N | no | n/a |
| ROBERT WAGLER | n/a | n/a | n/a | N | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Rockingham | Nc | United States | 3 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 11, 2026 | $268M | $268M | 6 | 3 | 1 | n/a | n/a |
| 2024 | Feb 25, 2025 | $235M | $235M | 6 | 3 | 1 | n/a | n/a |
| 2023 | Feb 28, 2024 | $190M | $190M | 6 | 3 | 1 | n/a | n/a |
| 2022 | Mar 14, 2023 | $168M | $168M | 6 | 3 | 1 | n/a | n/a |
| 2021 | Mar 10, 2022 | $197M | $197M | 2 | 2 | 1 | n/a | n/a |
| 2020 | Mar 16, 2021 | $172M | $172M | 2 | 2 | 1 | n/a | n/a |
| 2019 | Feb 20, 2020 | $161M | $161M | 2 | 2 | 1 | n/a | n/a |
| 2018 | Jan 31, 2019 | $123M | $123M | 2 | 2 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $268M | $235M | 14.3% | $168M | 16.8% | 6 | 6 | 1 | 1 |