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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

SMITH SHELLNUT WILSON

SMITH SHELLNUT WILSON LLC, CRD 106235

RIDGELAND, MS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0d1bbd21-06b6-43f3-4bc4-a7474710812a

Data as of Sep 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 7
On other graphs: 0
Observed: Dec 6, 2011 to Sep 9, 2026
53 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.07 fund_share=0.0 institutional_share=0.13 related_bd=true related_bank=false bd_reps=5.0
Regulatory AUM: $6.9BItem 5.F on the latest filing (2026-09-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $473MderivedItem 5.D individuals plus high net worth individuals
Private client share: 7%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 12
RAUM per advisor: $577Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 16
Advisory employees: 14
Offices: 5Schedule D 1.F, beyond the principal office
Accounts: 880
Individual clients: 175
High net worth clients: 66
Custody, client assets: $517M
SEC number: 801-49071
CIK: 944317
CRD: 106235
Filings on the tape: 53
First filed: Dec 6, 2011
Latest filed: Sep 9, 2026
Organised: Limited Liability Company, MS
Website: ssw1776.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
FRANK WINBOURNE SMITH	Chartered Financial Analyst	RIDGELAND, MS	20	21	n/a	yes
FRANK WINBOURNE SMITH	n/a	RIDGELAND, MS	19	31	n/a	no
WILLIAM PARKS JOHNSON, JR.	n/a	RIDGELAND, MS	19	31	n/a	no
Robert Brian Fioretti	n/a	RIDGELAND, MS	8	20	n/a	yes
BELINDA ANN FIELDS	n/a	RIDGELAND, MS	8	27	n/a	no
DAVID DODD WILLIAMS	Chartered Financial Analyst	Gurley, AL \| RIDGELAND, MS	7	13	n/a	yes
Lauren Brittany Eikner	Certified Financial Planner	RIDGELAND, MS	5	13	n/a	no
MATTHEW THOMPSON	Chartered Financial Analyst	RIDGELAND, MS \| Memphis, TN	3	18	n/a	no
WILLIAM CHADWICK MCKEITHEN	n/a	Germantown, TN \| RIDGELAND, MS	3	17	n/a	no
Kevin Patrick Fitzsimmons	n/a	RIDGELAND, MS \| Manahawkin, NJ	2	27	n/a	no
James Russell Guess	n/a	RIDGELAND, MS \| Biloxi, MS	1	11	n/a	no
Ebonie Maria Hackett	n/a	RIDGELAND, MS	0	19	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B1bank	Owner	E	yes	03/2021	Mar 31, 2021	Jul 11, 2024
BUSINESS FIRST BANCSHARES, INC.	SOLE SHAREHOLDER	E	yes	03/2021	Mar 31, 2021	Jul 11, 2024
JOHNSON, JR., WILLIAM, PARKS	MANAGING DIRECTOR	Na	yes	03/2021	Dec 6, 2011	Jul 11, 2024
SMITH, FRANK, WINBORNE	CHAIRMAN AND CCO	Na	yes	03/2021	Dec 6, 2011	Jul 11, 2024
SMITH, FRANK, WINBOURNE	MANAGING DIRECTOR	Na	yes	03/2021	Dec 6, 2011	Jul 11, 2024
WILLIAMS, DAVID, DODD	Director	Na	no	03/2021	Mar 31, 2021	Jul 11, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B1bank	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 12, 2026	$6.9B	$1.4B	16	14	6	n/a	n/a
2024	Apr 15, 2025	$8.0B	$1.3B	16	14	6	n/a	n/a
2023	Feb 29, 2024	$7.2B	$1.2B	15	13	0	n/a	n/a
2022	Mar 22, 2023	$7.8B	$1.1B	15	13	0	n/a	n/a
2021	Mar 22, 2022	$6.2B	$1.2B	11	6	1	n/a	n/a
2020	Mar 31, 2021	$3.9B	$1.0B	13	8	1	n/a	n/a
2019	Feb 7, 2020	$3.1B	$904M	13	8	1	n/a	n/a
2018	Mar 29, 2019	$2.6B	$773M	12	7	1	n/a	n/a
2017	Mar 22, 2018	$2.3B	$700M	13	7	1	n/a	n/a
2016	Mar 24, 2017	$2.0B	$665M	14	7	n/a	n/a	n/a
2015	Mar 30, 2016	$1.9B	$688M	14	7	n/a	n/a	n/a
2014	Mar 19, 2015	$2.0B	$635M	14	7	n/a	n/a	n/a
2013	Mar 25, 2014	$1.6B	$498M	12	7	n/a	n/a	n/a
2012	Mar 25, 2013	$1.5B	$465M	10	7	n/a	n/a	n/a
2011	Mar 29, 2012	$1.4B	$415M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	2	-1	16.7%	0	0	0	2	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.9B	$8.0B	-13.7%	$7.8B	-3.7%	16	16	5	6

Relationships

Registered with (14)

← Ebonie Maria HackettAdvisorregistration: current employment
Jun 18, 2026 to presentfactForm ADV
← James Russell GuessAdvisorregistration: current employment
Jan 24, 2025 to presentfactForm ADV
← Kevin Patrick FitzsimmonsAdvisorregistration: current employment
Apr 9, 2024 to presentfactForm ADV
← WILLIAM CHADWICK MCKEITHENAdvisorregistration: current employment
Dec 19, 2022 to presentfactForm ADV
← MATTHEW THOMPSONAdvisorregistration: current employment
Oct 28, 2022 to presentfactForm ADV
← Lauren Brittany EiknerAdvisorregistration: current employment
Dec 21, 2020 to presentfactForm ADV
← DAVID DODD WILLIAMSAdvisorregistration: current employment
Jun 27, 2019 to presentfactForm ADV
← BELINDA ANN FIELDSAdvisorregistration: current employment
Apr 10, 2018 to presentfactForm ADV
← Robert Brian FiorettiAdvisorregistration: current employment
Sep 25, 2017 to presentfactForm ADV
← FRANK WINBOURNE SMITHAdvisorregistration: current employment
Oct 31, 2006 to presentfactForm ADV
← WILLIAM PARKS JOHNSON, JR.Advisorregistration: current employment
Oct 31, 2006 to presentfactForm ADV
← FRANK WINBOURNE SMITHAdvisorregistration: current employment
Aug 24, 2006 to presentfactForm ADV
← Vance Albert RichardAdvisorregistration: previous registration
May 9, 2025 to May 21, 2026factForm ADV
← MICHAEL CHASE LAURENCEAdvisorregistration: previous registration
May 3, 2022 to Mar 2, 2026factForm ADV

Owns (1)

← WILLIAMS, DAVID, DODDOwnerDIRECTOR, ownership code NA, individual
Mar 31, 2021 to Jul 11, 2024factForm ADV

Controls (5)

← SMITH, FRANK, WINBORNEOwnerCHAIRMAN AND CCO, ownership code NA, individual
Dec 6, 2011 to Jul 11, 2024factForm ADV
← SMITH, FRANK, WINBOURNEOwnerMANAGING DIRECTOR, ownership code NA, individual
Dec 6, 2011 to Jul 11, 2024factForm ADV
← JOHNSON, JR., WILLIAM, PARKSOwnerMANAGING DIRECTOR, ownership code NA, individual
Dec 6, 2011 to Jul 11, 2024factForm ADV
← B1BANKOwnerOWNER, ownership code E, domestic entity
Mar 31, 2021 to Jul 11, 2024factForm ADV
← BUSINESS FIRST BANCSHARES, INC.OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Mar 31, 2021 to Jul 11, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 21, 2026
Advisor changed firm
Vance Albert Richard left Smith Shellnut Wilson for Raymond James Financial Services Advisors, Inc (registered 2026-05-21)
Form ADVobserved 6 days ago
Occurred
Mar 2, 2026
Advisor changed firm
Michael Chase Laurence left Smith Shellnut Wilson for Wells Fargo Advisors (registered 2026-04-21)
Form ADVobserved 6 days ago
Occurred
Mar 22, 2023
Regulatory AUM changed
Smith Shellnut Wilson reported RAUM $7.8B, up 26% from $6.2B (2023-02-03 to 2023-03-22)
Form ADVobserved 6 days ago
$1.6B
Occurred
Feb 3, 2023
Control person left
Farris Raymond Thompson (Chief Economist) no longer on Schedule A of Smith Shellnut Wilson (listed 2023-01-03, absent 2023-02-03)
Form ADVobserved 6 days ago
Occurred
Mar 22, 2022
Regulatory AUM changed
Smith Shellnut Wilson reported RAUM $6.2B, up 57% from $3.9B (2021-12-15 to 2022-03-22)
Form ADVobserved 6 days ago
$2.2B
Occurred
Mar 31, 2021
Regulatory AUM changed
Smith Shellnut Wilson reported RAUM $3.9B, up 26% from $3.1B (2020-06-30 to 2021-03-31)
Form ADVobserved 6 days ago
$818M

Show 1 bookkeeping events

Occurred
Apr 15, 2025
Smith Shellnut Wilson reported 6 offices beyond its principal office, up from 1 (2024-07-11 to 2025-04-15)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d1bbd21-06b6-43f3-4bc4-a7474710812a
First observed: Dec 6, 2011
Last observed: Sep 9, 2026 12 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SMITH SHELLNUT WILSON

SMITH SHELLNUT WILSON LLC, CRD 106235

RIDGELAND, MS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0d1bbd21-06b6-43f3-4bc4-a7474710812a

Data as of Sep 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

FRANK WINBOURNE SMITH

Chartered Financial Analyst

RIDGELAND, MS

n/a

yes

FRANK WINBOURNE SMITH

n/a

RIDGELAND, MS

n/a

WILLIAM PARKS JOHNSON, JR.

n/a

RIDGELAND, MS

n/a

Robert Brian Fioretti

n/a

RIDGELAND, MS

n/a

yes

BELINDA ANN FIELDS

n/a

RIDGELAND, MS

n/a

DAVID DODD WILLIAMS

Chartered Financial Analyst

Gurley, AL | RIDGELAND, MS

n/a

yes

Lauren Brittany Eikner

Certified Financial Planner

RIDGELAND, MS

n/a

MATTHEW THOMPSON

Chartered Financial Analyst

RIDGELAND, MS | Memphis, TN

n/a

WILLIAM CHADWICK MCKEITHEN

n/a

Germantown, TN | RIDGELAND, MS

n/a

Kevin Patrick Fitzsimmons

n/a

RIDGELAND, MS | Manahawkin, NJ

n/a

James Russell Guess

n/a

RIDGELAND, MS | Biloxi, MS

n/a

Ebonie Maria Hackett

n/a

RIDGELAND, MS

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

B1bank

Owner

yes

03/2021

Mar 31, 2021

Jul 11, 2024

BUSINESS FIRST BANCSHARES, INC.

SOLE SHAREHOLDER

yes

03/2021

Mar 31, 2021

Jul 11, 2024

JOHNSON, JR., WILLIAM, PARKS

MANAGING DIRECTOR

yes

03/2021

Dec 6, 2011

Jul 11, 2024

SMITH, FRANK, WINBORNE

CHAIRMAN AND CCO

yes

03/2021

Dec 6, 2011

Jul 11, 2024

SMITH, FRANK, WINBOURNE

MANAGING DIRECTOR

yes

03/2021

Dec 6, 2011

Jul 11, 2024

WILLIAMS, DAVID, DODD

Director

03/2021

Mar 31, 2021

Jul 11, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

B1bank

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 12, 2026

$6.9B

$1.4B

n/a

2024

Apr 15, 2025

$8.0B

$1.3B

n/a

2023

Feb 29, 2024

$7.2B

$1.2B

n/a

2022

Mar 22, 2023

$7.8B

$1.1B

n/a

2021

Mar 22, 2022

$6.2B

$1.2B

n/a

2020

Mar 31, 2021

$3.9B

$1.0B

n/a

2019

Feb 7, 2020

$3.1B

$904M

n/a

2018

Mar 29, 2019

$2.6B

$773M

n/a

2017

Mar 22, 2018

$2.3B

$700M

n/a

2016

Mar 24, 2017

$2.0B

$665M

n/a

2015

Mar 30, 2016

$1.9B

$688M

n/a

2014

Mar 19, 2015

$2.0B

$635M

n/a

2013

Mar 25, 2014

$1.6B

$498M

n/a

2012

Mar 25, 2013

$1.5B

$465M

n/a

2011

Mar 29, 2012

$1.4B

$415M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

16.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$6.9B

$8.0B

-13.7%

$7.8B

-3.7%