DFX Intelligence

J••••••• M••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

J••••••• M••••• L•••••

Advisor at A••••••• I••••••••• A•••••••• L••

Lehi, UT | DALLAS, TX

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Search this name across graphsid dfx:ria:0d1deba6-f5ad-8e7f-3274-06a190f89fdb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 20, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 25, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• I••••••••• A•••••••• L••	I•••••••••_WEALTH	Sep 16, 2022	n/a	yes	DALLAS, TX\|Lehi, UT	Current employment
G••••• S•••• E••••• A•••••••• L••	Former SEC adviser	Jan 4, 2022	Sep 20, 2022	no	Holladay, UT\|SOUTH COAST METRO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• F•••••••• G••••	G••••• S•••• E••••• A•••••••• L••	Jan 29, 2024	Aug 23, 2021	-889	Firm change after gap	RIA to RIA
G••••• S•••• E••••• A•••••••• L••	A••••••• I••••••••• A•••••••• L••	Sep 20, 2022	Sep 16, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
289796:322879:CA:2022-09-20	Sep 20, 2022	Sep 16, 2022	SOUTH COAST METRO, CA	Firm change

Relationships

Registered with (3)

→ A••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 16, 2022 to presentfactForm ADV
→ A••••• F•••••••• G••••Registered adviserregistration: previous registration
Jun 20, 2008 to Jan 29, 2024factForm ADV
→ G••••• S•••• E••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 4, 2022 to Sep 20, 2022factForm ADV

Dated events

Occurred
Jan 29, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Sep 20, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d1deba6-f5ad-8e7f-3274-06a190f89fdb
First observed: Jun 20, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.