This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

WELLS FARGO ADVISORS

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 17, 2002earliest registration or exam on IAPD

Years in industry

24derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

5

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Apr 17, 2002

First registration

Nov 25, 2003

Dual registered

yes, broker-dealer

Other names

KAY LYNNE SWENSON|KAY LYNNE THOMPSON|KAY LYNNE MAREK|KAY MAREK BOWERS|KAY MAREK BOWERS|KAY L M BOWERS|KAY LYNNE MAREK BOWERS|KAY BOWERS

IAPD individual key

4506994

Graph

RIA / Wealth Management

Canonical id

dfx:ria:0d1eb2b9-674c-fe90-0159-cf23a353142b

First observed

Nov 25, 2003

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.