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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

OLYMPUS ADVISERS, LLC

CRD 169623

PALO ALTO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0d30dd49-39dc-df0f-30d5-dfa7b7bdc83e

Data as of Mar 27, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 4, 2013 to Mar 27, 2014
3 observations

Across DFX

name candidates only

Private Creditcandidate

OLYMPUS ADVISERS, LLC

Credit provider · name unique adv

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2014-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 10
Advisory employees: 10
Accounts: 0
SEC number: 801-79497
CRD: 169623
Filings on the tape: 3
First filed: Nov 4, 2013
Latest filed: Mar 27, 2014
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HENRIQUEZ, MANUEL, A	CHIEF EXECUTIVE OFFICER; MANAGING MEMBER	E	yes	05/2011	Nov 4, 2013	Mar 27, 2014
MICHAEL, PENNEY, THOMAS	SECRETARY AND CHIEF COMPLIANCE OFFICER	Na	yes	10/2013	Nov 4, 2013	Mar 27, 2014

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Westminster	Co	United States	n/a	no
Boston	Ma	United States	n/a	no
NEW YORK	NY	United States	n/a	no
Mclean	Va	United States	n/a	no

Relationships

Controls (2)

← HENRIQUEZ, MANUEL, AOwnerCHIEF EXECUTIVE OFFICER; MANAGING MEMBER, ownership code E, individual
Nov 4, 2013 to presentfactForm ADV
← MICHAEL, PENNEY, THOMASOwnerSECRETARY AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 4, 2013 to presentfactForm ADV

Dated events

Occurred
Nov 4, 2013
First Form ADV filing
Olympus Advisers, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d30dd49-39dc-df0f-30d5-dfa7b7bdc83e
First observed: Nov 4, 2013
Last observed: Mar 27, 2014 152 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OLYMPUS ADVISERS, LLC

CRD 169623

PALO ALTO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0d30dd49-39dc-df0f-30d5-dfa7b7bdc83e

Data as of Mar 27, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:04 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HENRIQUEZ, MANUEL, A

CHIEF EXECUTIVE OFFICER; MANAGING MEMBER

yes

05/2011

Nov 4, 2013

Mar 27, 2014

MICHAEL, PENNEY, THOMAS

SECRETARY AND CHIEF COMPLIANCE OFFICER

yes

10/2013

Nov 4, 2013

Mar 27, 2014

City

State

Country

Employees

Also broker-dealer

Westminster

United States

n/a

Boston

United States

n/a

NEW YORK

United States

n/a

Mclean

United States

n/a