DFX Intelligence

E•••••• D• A•••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)10 years in industry

E•••••• D• A•••••• B•••••

Advisor at G••• W••••• A••••••• G••••• L••

PROVIDENCE, RI | Providence, RI

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Search this name across graphsid dfx:ria:0d3c2d63-9e99-1d53-e2cb-f2eb98dd5d7e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 11, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••• W••••• A••••••• G••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••• W••••• A••••••• G••••• L••	State registered	May 4, 2024	n/a	yes	PROVIDENCE, RI\|Providence, RI	Current employment
M••••• S••••••	Wirehouse	Oct 11, 2016	May 16, 2024	no	Providence, RI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	G••• W••••• A••••••• G••••• L••	May 16, 2024	May 4, 2024	-12	Firm change	Wirehouse to state RIA

Relationships

Registered with (2)

→ G••• W••••• A••••••• G••••• L••Registered adviserregistration: current employment
May 4, 2024 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 11, 2016 to May 16, 2024factForm ADV

Dated events

Occurred
May 16, 2024
Advisor changed firm
E•••••• D• A•••••• B••••• left M••••• S•••••• for G••• W••••• A••••••• G••••• L•• (registered 2024-05-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d3c2d63-9e99-1d53-e2cb-f2eb98dd5d7e
First observed: Oct 11, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.