DFX Intelligence

M••• J••••• E•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

M••• J••••• E•••••

Advisor at C••••••••• F•••••••• N••••••

••• Locked

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Search this name across graphsid dfx:ria:0d3c92e9-e103-ce6a-44dd-55d38f7c59c4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 18, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Oct 1, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 27derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Apr 12, 1999	n/a	yes	Delray Beach, FL\|MADISON, CT\|CHESHIRE, CT\|Southport, CT	Current employment
T••••••• F•••••••• A••••••• S•••••••• L••	n/a	Sep 18, 2001	Sep 12, 2005	no	PLANTSVILLE, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• F•••••••• A••••••• S•••••••• L••	n/a	Sep 12, 2005	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Apr 12, 1999 to presentfactForm ADV
→ T••••••• F•••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 18, 2001 to Sep 12, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d3c92e9-e103-ce6a-44dd-55d38f7c59c4
First observed: Sep 18, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.