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P••••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 100m 1b

P••••••••• A•••••••• L••

CRD 110085

PITTSBURGH, PA

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Search this name across graphsid dfx:ria:0d58df6d-f63d-3523-9987-5862216af97a

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: Mar 19, 2012 to Mar 19, 2026
32 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $440MItem 5.F on the latest filing (2026-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $440M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• P•••••• L••••••••	n/a	PITTSBURGH, PA	25	37	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L••••••••• J••••• P••••••	MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	01/2001	Mar 19, 2012	Feb 20, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$440M	$403M	9.3%	$157M	41.1%	2	2	0	0

Relationships

Registered with (9)

← J•••• P•••••• L••••••••Advisorregistration: current employment
Apr 3, 2001 to presentfactForm ADV
← FRANCIS HENRY SCHULERAdvisorregistration: previous registration
Aug 1, 2002 to Mar 15, 2018factForm ADV
← MARIA CARLA DEVLINAdvisorregistration: previous registration
Jun 1, 2017 to Mar 15, 2018factForm ADV
← KEITH ALAN WOERNER

Dated events

Occurred
Mar 24, 2025
Regulatory AUM changed
P••••••••• A•••••••• L•• reported RAUM $402.6M, up 126% from $178.3M (2024-02-20 to 2025-03-24)
Form ADVobserved 7 days ago
$224M
Occurred
Apr 18, 2022
Control person left
Lynn Becky Williams (Corp Secretary And Treasurer) no longer on Schedule A of P••••••••• A•••••••• L•• (listed 2022-04-05, absent 2022-04-18)
Form ADVobserved 7 days ago
Occurred
Mar 14, 2018
Regulatory AUM changed
P••••••••• A•••••••• L•• reported RAUM $138.2M, down 53% from $294.0M (2017-10-10 to 2018-03-14)
Form ADVobserved 7 days ago
$-156M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d58df6d-f63d-3523-9987-5862216af97a
First observed: Mar 19, 2012
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 19, 2026	$440M	$440M	2	1	0	n/a	n/a
2024	Mar 24, 2025	$403M	$403M	2	1	0	n/a	n/a
2023	Feb 20, 2024	$178M	$178M	2	1	0	n/a	n/a
2022	Mar 13, 2023	$157M	$157M	2	1	0	n/a	n/a
2021	Feb 28, 2022	$186M	$177M	2	1	0	n/a	n/a
2020	Mar 18, 2021	$164M	$155M	2	1	0	n/a	n/a
2019	Mar 2, 2020	$149M	$0	2	1	0	n/a	n/a
2018	Mar 27, 2019	$132M	$127M	2	1	0	n/a	n/a
2017	Mar 14, 2018	$138M	$134M	2	1	1	n/a	n/a
2016	Mar 9, 2017	$294M	$180M	7	6	n/a	n/a	n/a
2015	Feb 10, 2016	$281M	$175M	7	6	n/a	n/a	n/a
2014	Feb 5, 2015	$363M	$101M	7	6	n/a	n/a	n/a
2013	Feb 26, 2014	$360M	$232M	11	8	n/a	n/a	n/a
2012	Feb 20, 2013	$269M	$190M	9	8	n/a	n/a	n/a
2011	Mar 19, 2012	$267M	$173M	n/a	n/a	n/a	n/a	n/a