DFX Intelligence

M•••••• P•••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst16 years in industry

M•••••• P•••••• C••••••

Advisor at W••••• F•••••••• L••

B•••••, MA

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Search this name across graphsid dfx:ria:0d5bb1d5-f612-4a2a-eb44-fbd97922b511

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 29, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• F•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• F•••••••• L••	Independent wealth	Sep 3, 2021	n/a	yes	B•••••, MA	Current employment
C•••••••	Institutional manager	Nov 27, 2019	Sep 7, 2021	no	Boston, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••	W••••• F•••••••• L••	Sep 7, 2021	Sep 3, 2021	-4	Firm change	Other
B••••• A•••••••• L••	C•••••••	Oct 4, 2019	Nov 27, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
140059:175112:MA:2019-10-04	Oct 4, 2019	Nov 27, 2019	B•••••, MA	Firm change

Relationships

Registered with (3)

→ W••••• F•••••••• L••Registered adviserregistration: current employment
Sep 3, 2021 to presentfactForm ADV
→ C•••••••Registered adviserregistration: previous registration
Nov 27, 2019 to Sep 7, 2021factForm ADV
→ B••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 29, 2016 to Oct 4, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d5bb1d5-f612-4a2a-eb44-fbd97922b511
First observed: Nov 29, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.