DFX Intelligence

C•••• J•••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

C•••• J•••• K••••

Advisor at N•••••••• P••••••• A••••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:0d5f4ca7-1403-9cef-942e-d883409e8c60

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• P••••••• A••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• P••••••• A••••••••• I•••	Independent wealth	Apr 4, 2019	n/a	yes	GOFFSTOWN, NH\|BEDFORD, NH	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 29, 2019	n/a	yes	GOFFSTOWN, NH\|NASHUA, NH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• P•••••••• I•••	L•• F•••••••• L••	Apr 1, 2019	Mar 29, 2019	-3	Firm change	Ibd to RIA
A••••••• P••••••••• A•••••••• I••	B•• P•••••••• I•••	Oct 19, 2006	Aug 16, 2011

Relationships

Registered with (4)

→ N•••••••• P••••••• A••••••••• I•••Registered adviserregistration: current employment
Apr 4, 2019 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 29, 2019 to presentfactForm ADV
→ B•• P•••••••• I•••Registered adviserregistration: previous registration
Aug 16, 2011 to Apr 1, 2019factForm ADV
→ A••••••• P••••••••• A•••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d5f4ca7-1403-9cef-942e-d883409e8c60
First observed: Mar 27, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.