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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ST. GEORGE ASSET MANAGEMENT, LLC

CRD 158130

NEW YORK, NY

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Search this name across graphsid dfx:ria:0d6131a5-d0c6-afac-6904-aeb8a03e6145

Data as of Mar 29, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 1
Observed: Mar 29, 2012 to Mar 29, 2012
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

ST. George Asset Management, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $225MItem 5.F on the latest filing (2012-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $225M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $105Mgross asset value as reported per fund; never fund size
Custody, client assets: $105M
SEC number: 801-72471
CRD: 158130
Filings on the tape: 1
First filed: Mar 29, 2012
Latest filed: Mar 29, 2012
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
LIFE INSURANCE FUND ELITE, LLC	Private Equity Fund	$105M	Mar 29, 2012	2	Mar 29, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DEVLIN, JAMES, EDWARD	CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL	Na	yes	06/2011	Mar 29, 2012	Mar 29, 2012
FOTAK, ZORAN, NMN	Member	E	yes	10/2010	Mar 29, 2012	Mar 29, 2012
FOTAK, ZORAN, NMN	CHIEF EXECUTIVE OFFICER	Na	yes	12/2009	Mar 29, 2012	Mar 29, 2012
GOLDMAN, ALLEN, NMN	CHIEF FINANCIAL OFFICER	Na	yes	12/2010	Mar 29, 2012	Mar 29, 2012
ST. GEORGE & COMPANY, LLC	Member	E	yes	10/2010	Mar 29, 2012	Mar 29, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ISM ADVISORS, LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 29, 2012	$225M	$225M	n/a	n/a	n/a	1	$105M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$225M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Advises (1)

→ LIFE INSURANCE FUND ELITE, LLCPrivate fundPrivate Equity Fund, IA
Mar 29, 2012 to presentfactForm ADV

Controls (4)

← FOTAK, ZORAN, NMNOwnerMEMBER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV
← DEVLIN, JAMES, EDWARDOwnerCHIEF COMPLIANCE OFFICER/GENERAL COUNSEL, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← GOLDMAN, ALLEN, NMNOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← ST. GEORGE & COMPANY, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d6131a5-d0c6-afac-6904-aeb8a03e6145
First observed: Mar 29, 2012
Last observed: Mar 29, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ST. GEORGE ASSET MANAGEMENT, LLC

CRD 158130

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0d6131a5-d0c6-afac-6904-aeb8a03e6145

Data as of Mar 29, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:26 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

LIFE INSURANCE FUND ELITE, LLC

Private Equity Fund

$105M

Mar 29, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DEVLIN, JAMES, EDWARD

CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL

yes

06/2011

Mar 29, 2012

FOTAK, ZORAN, NMN

Member

yes

10/2010

Mar 29, 2012

FOTAK, ZORAN, NMN

CHIEF EXECUTIVE OFFICER

yes

12/2009

Mar 29, 2012

GOLDMAN, ALLEN, NMN

CHIEF FINANCIAL OFFICER

yes

12/2010

Mar 29, 2012

ST. GEORGE & COMPANY, LLC

Member

yes

10/2010

Mar 29, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ISM ADVISORS, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 29, 2012

$225M

n/a

$105M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$225M

n/a