DFX Intelligence

M•••• L••• V••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

M•••• L••• V••••••

Advisor at H•••• • A••••••••• W••••• M•••••••••

THOUSAND OAKS, CA | Rohnert Park, CA

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Search this name across graphsid dfx:ria:0d658563-87e0-4491-4191-ed0ff533b432

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••• • A••••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 14, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••• • A••••••••• W••••• M•••••••••	Independent wealth	Feb 22, 2016	n/a	yes	THOUSAND OAKS, CA\|Rohnert Park, CA	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Mar 12, 2008	Feb 19, 2016	no	SANTA ROSA, CA\|ROHNERT PARK, CA\|SANTA ROSA, CA\|Bellevue, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	H•••• • A••••••••• W••••• M•••••••••	Feb 19, 2016	Feb 22, 2016	3	Firm change	Other

Relationships

Registered with (2)

→ H•••• • A••••••••• W••••• M•••••••••Registered adviserregistration: current employment
Feb 22, 2016 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Mar 12, 2008 to Feb 19, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d658563-87e0-4491-4191-ed0ff533b432
First observed: Mar 12, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.