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Advisor at LPL FINANCIAL LLC
CAPE CORAL, FL | NORTH FORT MYERS, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 3, 2026 | n/a | yes | CAPE CORAL, FL|NORTH FORT MYERS, FL | Current employment |
| MORGAN STANLEY | Wirehouse | Dec 22, 2023 | Mar 17, 2026 | no | Napa, CA|SAN RAFAEL, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Nov 20, 2021 | Jan 13, 2023 | no | CASTRO VALLEY, CA|WALNUT CREEK, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | LPL FINANCIAL LLC | Mar 17, 2026 | Jun 3, 2026 | 78 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | MORGAN STANLEY | Jan 13, 2023 | Dec 22, 2023 | 343 | Firm change | Wirehouse to wirehouse |