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Advisor at KESTRA ADVISORY SERVICES, LLC
AUSTIN, TX | AGOURA HILLS, CA | Newbury Park, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Oct 3, 2023 | n/a | yes | Newbury Park, CA|AUSTIN, TX|AGOURA HILLS, CA | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Sep 1, 2023 | Oct 8, 2023 | no | NEWBURY PARK, CA | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Apr 27, 2011 | Sep 1, 2023 | no | NEWBURY PARK, CA | Previous registration |
| EDWARD JONES | National bd RIA | Feb 5, 2007 | Apr 20, 2011 | no | AGOURA HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | KESTRA ADVISORY SERVICES, LLC | Oct 8, 2023 | Oct 3, 2023 | -5 | Firm change | Ibd to ibd |
| SAGEPOINT FINANCIAL, INC. | OSAIC WEALTH, INC. | Sep 1, 2023 | Sep 1, 2023 | 0 | Bulk transfer | Ibd to ibd |
| EDWARD JONES | SAGEPOINT FINANCIAL, INC. | Apr 20, 2011 | Apr 27, 2011 | 7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:283330:CA:2023-10-06 | Oct 8, 2023 | Oct 3, 2023 | NEWBURY PARK, CA | Firm change |