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Advisor at KESTRA ADVISORY SERVICES, LLC
AUSTIN, TX | Rye, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Feb 20, 2021 | n/a | yes | AUSTIN, TX|Rye, NY | Current employment |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Jun 18, 2013 | Feb 23, 2021 | no | NEW YORK, NY|WILMINGTON, DE|NEW YORK, NY | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Aug 4, 2008 | Jun 10, 2013 | no | NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | KESTRA ADVISORY SERVICES, LLC | Feb 23, 2021 | Feb 20, 2021 | -3 | Firm change | Ibd to ibd |
| EQUITABLE ADVISORS, LLC | PRINCIPAL SECURITIES, INC. | Jun 10, 2013 | Jun 18, 2013 | 8 | Firm change | Other |