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Advisor at LPL FINANCIAL LLC
MILAN, IL | DAVENPORT, IA | SILVIS, IL | BETTENDORF, IA | GALESBURG, IL | DES MONIES, IA | EAST MOLINE, IL | DEWITT, IA | BETTENDORG, IA | KEWANEE, IL | ROCK ISLAND, IL | MOLINE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 14, 2018 | n/a | yes | DAVENPORT, IA|BETTENDORF, IA|DAVENPORT, IA|DEWITT, IA|EAST MOLINE, IL|GALESBURG, IL|KEWANEE, IL|MILAN, IL|MOLINE, IL|ROCK ISLAND, IL|SILVIS, IL|BETTENDORG, IA|MOLINE, IL|DES MONIES, IA|MOLINE, IL | Current employment |
| INVESTMENT ADVISORS CORP | Former SEC adviser | Apr 18, 2013 | May 14, 2018 | no | DAVENPORT, IA|DAVENPORT, IA|MILAN, IL | Previous registration |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Jun 1, 2010 | Apr 18, 2013 | no | DAVENPORT, IA|SAN DIEGO, CA|MILAN, IL|SPRINGFIELD, OR | Previous registration |
| INVESTMENT CENTERS OF AMERICA, INC. | Former SEC adviser | Aug 3, 2009 | Jun 2, 2010 | no | MOLINE, IL | Previous registration |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Mar 24, 2006 | Sep 10, 2007 | no | Davenport, IA|Rock Island, IL|Moline, IL|Rock Island, IL|ROCK ISLAND, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVESTMENT ADVISORS CORP | LPL FINANCIAL LLC | May 14, 2018 | May 14, 2018 | 0 | Firm change | Ibd to RIA |
| CUSO FINANCIAL SERVICES, L.P. | INVESTMENT ADVISORS CORP | Apr 18, 2013 | Apr 18, 2013 | 0 | Firm change | Other |
| INVESTMENT CENTERS OF AMERICA, INC. | CUSO FINANCIAL SERVICES, L.P. | Jun 2, 2010 | Jun 1, 2010 | -1 | Firm change | Other |
| U.S. BANCORP INVESTMENTS, INC. | INVESTMENT CENTERS OF AMERICA, INC. | Sep 10, 2007 | Aug 3, 2009 | 693 | Firm change after gap | Other |