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M•••••• J••••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner31 years in industry

M•••••• J••••• D••••••••

Advisor at U•• P•••••• W••••• M••••••••• L••

Kansas City, KS | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:0d80b227-1814-546e-e4ab-f66ac1bde0b8

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 10, 2000 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• P•••••• W••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 6, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U•• P•••••• W••••• M••••••••• L••	Mixed wealth	May 22, 2026	n/a	yes	Kansas City, KS\|OVERLAND PARK, KS	Current employment
V•• A••••••• S•••••••	Former SEC adviser	Feb 7, 2003	Feb 13, 2003	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
V•• A••••••• S•••••••	U•• P•••••• W••••• M••••••••• L••	Feb 13, 2003	May 22, 2026	8,499	Firm change after gap	Other
T•• M••••••• I•••	V•• A••••••• S•••••••	Feb 7, 2003

Relationships

Registered with (3)

→ U•• P•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 22, 2026 to presentfactForm ADV
→ V•• A••••••• S•••••••Registered adviserregistration: previous registration
Feb 7, 2003 to Feb 13, 2003factForm ADV
→ T•• M••••••• I•••Registered adviserregistration: previous registration
May 10, 2000 to Feb 7, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d80b227-1814-546e-e4ab-f66ac1bde0b8
First observed: May 10, 2000
Last observed: Sep 19, 2026 2 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.