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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Springwater, NY | Rochester, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Oct 2, 2018 | n/a | yes | Springwater, NY|Rochester, NY | Current employment |
| WALL STREET FINANCIAL GROUP, INC | Former SEC adviser | Jun 16, 2011 | Jun 11, 2013 | no | VICTOR, NY|FAIRPORT, NY|PITTSFORD, NY|ROCHESTER, NY | Previous registration |
| WALL STREET FINANCIAL GROUP, INC | Former SEC adviser | Apr 25, 2006 | Mar 18, 2011 | no | FAIRPORT, NY|VICTOR, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WALL STREET FINANCIAL GROUP, INC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Jun 11, 2013 | Oct 2, 2018 | 1,939 | Firm change after gap | Other |