DFX Intelligence

A••••• M•••••• T•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant25 years in industry

A••••• M•••••• T•••

Advisor at C••••• F•••••••• A•••••••• I•••

EDINA, MN

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Search this name across graphsid dfx:ria:0d851717-ad4a-02ea-09c5-0fb39a2919cd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 7, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• F•••••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• F•••••••• A•••••••• I•••	Independent wealth	Oct 27, 2020	n/a	yes	EDINA, MN	Current employment
C•• S••••••••• L••	Former SEC adviser	Jul 18, 2007	Oct 23, 2020	no	MINNEAPOLIS, MN\|MINNEAPOLIS, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•• S••••••••• L••	S••••••• F•••••••• S•••••••• I•••	Oct 23, 2020	Jul 18, 2007	-4,846	Channel change	Other
S••••••• F•••••••• S•••••••• I•••	C••••• F•••••••• A•••••••• I•••	Oct 23, 2020	Oct 27, 2020

Relationships

Registered with (4)

→ C••••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Oct 27, 2020 to presentfactForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 18, 2007 to Oct 23, 2020factForm ADV
→ C•• S••••••••• L••Registered adviserregistration: previous registration
Jul 18, 2007 to Oct 23, 2020factForm ADV
→ M••••••• A•••••••• I••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d851717-ad4a-02ea-09c5-0fb39a2919cd
First observed: Jan 7, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.