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Advisor at FIRST AMERICAN FINANCIAL ADVISORS, INC.
PRATT, KS | OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST AMERICAN FINANCIAL ADVISORS, INC. | State registered | Mar 26, 2014 | n/a | yes | OVERLAND PARK, KS|PRATT, KS | Current employment |
| FIRST AMERICAN FINANCIAL ADVISORS, INC. | State registered | Feb 13, 2007 | Dec 31, 2012 | no | OVERLAND PARK, KS | Previous registration |
| MOMENTUM INDEPENDENT NETWORK INC. | Bd affiliated wealth | Jun 8, 2006 | Jun 14, 2006 | no | PRATT, KS|PRATT, KS | Previous registration |
| MIDWEST RESEARCH & TRADING, LLC | n/a | Sep 27, 2005 | Nov 27, 2006 | no | PRATT, KS | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Mar 1, 2002 | Oct 15, 2003 | no | OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MIDWEST RESEARCH & TRADING, LLC | MOMENTUM INDEPENDENT NETWORK INC. | Nov 27, 2006 | Jun 8, 2006 | -172 | Firm change after gap | Other |
| MOMENTUM INDEPENDENT NETWORK INC. | FIRST AMERICAN FINANCIAL ADVISORS, INC. | Jun 14, 2006 | Feb 13, 2007 | 244 | Firm change | Other |
| NEW ENGLAND SECURITIES CORPORATION | MIDWEST RESEARCH & TRADING, LLC | Oct 15, 2003 | Sep 27, 2005 | 713 | Firm change after gap | Other |