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Advisor at CETERA INVESTMENT ADVISERS LLC
CAMP HILL, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | CAMP HILL, PA | Current employment |
| MASLAND & BARRICK ADVISORY, INC | State registered | Nov 8, 1995 | n/a | yes | CAMP HILL, PA | Current employment |
| WALNUT STREET SECURITIES, INC. | Former SEC adviser | Jul 23, 2007 | Sep 3, 2013 | no | CAMP HILL, PA | Previous registration |
| NATHAN & LEWIS SECURITIES, INC. | n/a | May 18, 1998 | Jan 27, 2003 | no | CAMP HILL, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WALNUT STREET SECURITIES, INC. | CETERA INVESTMENT ADVISERS LLC | Sep 3, 2013 | Jun 29, 2023 | 3,586 | Firm change after gap | Other |
| NATHAN & LEWIS SECURITIES, INC. | WALNUT STREET SECURITIES, INC. | Jan 27, 2003 | Jul 23, 2007 | 1,638 | Firm change after gap | Other |