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RIA / WealthAdvisor28 years in industry

LAWRENCE EDWARD PALME

Advisor at "TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT"

RANCHO SANTA FE, CA

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Search this name across graphsid dfx:ria:0d8ceb96-0409-3712-37c3-45e7b2ff102e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 28, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: "TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT"
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 15, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Dec 15, 1997
First registration: Oct 28, 1998
Dual registered: no
Other names: LARRY PALME|LARRY PALME
IAPD individual key: 2976241

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
"TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT"	Independent wealth	Jan 1, 2026	n/a	yes	RANCHO SANTA FE, CA	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jan 27, 2017	no	San Diego, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Oct 14, 2008	Jun 1, 2009	no	SAN DIEGO, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 21, 2003	Oct 31, 2008	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Jul 24, 2003	no	SAN DIEGO, CA	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Oct 28, 1998	Jul 1, 2003	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	"TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT"	Jan 27, 2017	Jan 1, 2026	3,261	Firm change after gap	Wirehouse to RIA
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY & CO. LLC	Oct 31, 2008	Oct 14, 2008	-17	Firm change	Other
WELLS FARGO ADVISORS	UBS FINANCIAL SERVICES INC.	Jul 24, 2003	Jul 21, 2003	-3	Firm change	Wirehouse to wirehouse
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Relationships

Registered with (6)

→ "TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT"Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jan 27, 2017factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Oct 14, 2008 to Jun 1, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 21, 2003 to Oct 31, 2008factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Jul 24, 2003factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Oct 28, 1998 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.