DFX Intelligence

D•••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

D•••••••• A•••••••• L••

CRD 307316

CORAL GABLES, FL

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Search this name across graphsid dfx:ria:0d9534ff-5441-faa8-7292-4fb4caf46987

Data as of Jun 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 8
On other graphs: 2
Observed: Apr 28, 2020 to Jun 1, 2026
17 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

D•••••••• A•••••••• L••

Private credit manager · key crd, key sfn adviser, shared crd

Real Estate Fundsidentity

D•••••••• A•••••••• L••

Real estate fund manager · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $569M••• Locked
Discretionary RAUM: $569M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 52

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
D•••••••• A••••••••• P•••••••• L•	Real Estate Fund	$392M	Jun 1, 2026	126	Apr 28, 2020	reported	021-357356
D•••••••• D••••••••• P•••••••• L•	Real Estate Fund	$92.5M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••••• C•••••• L••	SOLE MEMBER	E	yes	05/2017	Apr 28, 2020	Dec 6, 2024
G••••••••• J••••• L•••	CHIEF LEGAL OFFICER & GENERAL COUNSEL	Na	yes	02/2020	Apr 28, 2020	Dec 6, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D•••••••• A••••••••• P••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
D•••••••• D••••••••• P••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
D•••••••• L•••••• P••••••• G•• L••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$569M	$881M	-35.4%	$615M	-2.6%	52	54	0	0

Relationships

Advises (3)

→ D•••••••• D••••••••• P•••••••• L•Private fundReal Estate Fund, IA
Apr 28, 2020 to presentfactForm ADV
→ D•••••••• A••••••••• P•••••••• L•Private fundReal Estate Fund, IA
Apr 28, 2020 to presentfactForm ADV
→ D•••••••• L•••••• P•••••••• L•Private fundReal Estate Fund, IA
Mar 31, 2021 to presentfactForm ADV

Controls (8)

Dated events

Occurred
Jun 1, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$-252M
Occurred
Mar 30, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-312M
Occurred
Oct 29, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2022

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d9534ff-5441-faa8-7292-4fb4caf46987
First observed: Apr 28, 2020
Last observed: Jun 1, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.