DFX Intelligence

J•••• A••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

J•••• A••••• P••••••

Advisor at P•••••• W••••• P•••••••

NEWPORT BEACH, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 1:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 3, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 21, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• W••••• P•••••••	Independent wealth	Jan 21, 2020	n/a	yes	NEWPORT BEACH, CA	Current employment
P•••• W••••• M••••••••• I•••	n/a	Sep 3, 2014	Oct 18, 2019	no	NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• W••••• M••••••••• I•••	P•••••• W••••• P•••••••	Oct 18, 2019	Jan 21, 2020	95	Firm change	Other
L•• F•••••••• L••	F•••••••• A•••••••• I••••••••• M•••••••••	Oct 2, 2019	Jan 5, 2012

Relationships

Registered with (5)

→ P•••••• W••••• P•••••••Registered adviserregistration: current employment
Jan 21, 2020 to presentfactForm ADV
→ P•••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Sep 3, 2014 to Oct 18, 2019factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 30, 2010 to Oct 2, 2019factForm ADV
→ F•••••••• A•••••••• I••••••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 3, 2008
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.