DFX Intelligence

P•••••• W••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

P•••••• W••••• P•••••••

J•••• A P•••••• FINANCIAL INC, CRD 298746

NEWPORT BEACH, CA

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Data as of Apr 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 1
Observed: Mar 24, 2022 to Apr 6, 2026
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

P•••••• W••••• P•••••••

Private credit manager · Key CRD

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.65 fund_share=0.1 institutional_share=0.25 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $244M••• Locked
Discretionary RAUM: $183M
Private client RAUM: $158Mderived••• Locked
Private client share: 65%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $244Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• A••••• P••••••	n/a	NEWPORT BEACH, CA	6	21	4	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
O••••••••• P•••••• A••••••••• F•••• L•• • S••••• B•	Hedge Fund	$10.1M	Apr 6, 2026	10	Dec 26, 2024	reported	021-533352
O••••••••• P•••••• A••••••••• F•••• L•• • S••••• C•	Hedge Fund	$5.0M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P••••••• J••••• A•••••	CHIEF EXECUTIVE OFFICER	E	yes	08/2018	Mar 24, 2022	Dec 26, 2024
Y•• L••••	VICE PRESIDENT & CHIEF COMPLIANCE OFFICER	Na	yes	12/2019	Mar 24, 2022	Dec 26, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••• M••••••••• C••••••• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 6, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$244M	$180M	35.1%	$126M	24.6%	5	5	0	0

Relationships

Advises (5)

→ O••••••••• P•••••• A••••••••• F•••• L•• • S••••• D•Private fundHedge Fund, IA
Apr 6, 2026 to presentfactForm ADV
→ S••••••• L••Private fundOther Private Fund, IA
Mar 24, 2022 to presentfactForm ADV
→ O••••••••• P•••••• A••••••••• F•••• L•• • S••••• C•Private fundHedge Fund, IA
Apr 6, 2026 to presentfactForm ADV
→ O••••••••• P•••••• A••••••••• F•••• L•• • S••••• A•

Dated events

Order

Occurred
6 Apr 2026
Private fund first reported2 events
Private fund first reported: 2 on 6 Apr 2026
$362K to $5.0M
- ••• Locked$5.0M
- ••• Locked$362K
Occurred
24 Mar 2022
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 24, 2022
Last observed: Apr 6, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.