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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

PEARLEY HUGHES WELLS

Advisor at OSAIC WEALTH, INC.

SUN LAKES, AZ | CASPER, WY

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Apr 1, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 14, 2001
First registration: Apr 1, 2002
Dual registered: yes, broker-dealer
Other names: PEARLEY H. WELLS|PEARLEY H. WELLS
IAPD individual key: 4470328

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 7, 2022	n/a	yes	SUN LAKES, AZ\|CASPER, WY	Current employment
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Apr 20, 2022	Jul 1, 2022	no	BILLINGS, MT\|CASPER, WY	Previous registration
FIRST FINANCIAL EQUITY CORPORATION	Former SEC adviser	Jan 11, 2012	Apr 20, 2022	no	CASPER, WY\|BILLINGS, MT\|CASPER, WY\|SCOTTSDALE, AZ	Previous registration
KAISER WEALTH MANAGEMENT	Former SEC adviser	Sep 25, 2009	Jan 31, 2012	no	CASPER, WY\|BURNS, WY	Previous registration
MORGAN STANLEY DW INC.	n/a	Apr 1, 2002	Apr 7, 2006	no	BILLINGS, MT\|BILLINGS, MT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISOR NETWORKS LLC	OSAIC WEALTH, INC.	Jul 1, 2022	Jun 7, 2022	-24	Firm change	Ibd to ibd
FIRST FINANCIAL EQUITY CORPORATION	CETERA ADVISOR NETWORKS LLC	Apr 20, 2022	Apr 20, 2022	0	Firm change	Ibd to ibd
KAISER WEALTH MANAGEMENT	FIRST FINANCIAL EQUITY CORPORATION	Jan 31, 2012	Jan 11, 2012	-20	Firm change	Other
MORGAN STANLEY DW INC.	KAISER WEALTH MANAGEMENT	Apr 7, 2006	Sep 25, 2009	1,267	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
16507:13572:AZ:2022-04-20	Apr 20, 2022	Apr 20, 2022	SCOTTSDALE, AZ	Firm change

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 7, 2022 to presentfactForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Apr 20, 2022 to Jul 1, 2022factForm ADV
→ FIRST FINANCIAL EQUITY CORPORATIONRegistered adviserregistration: previous registration
Jan 11, 2012 to Apr 20, 2022factForm ADV
→ KAISER WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Sep 25, 2009 to Jan 31, 2012factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Apr 1, 2002 to Apr 7, 2006factForm ADV

Dated events

Occurred
Jul 1, 2022
Advisor changed firm
Pearley Hughes Wells left Cetera Advisor Networks Llc for Osaic Wealth, Inc. (registered 2022-06-07)
Form ADVobserved 6 days ago
Occurred
Apr 20, 2022
Advisor changed firm
Pearley Hughes Wells left First Financial Equity Corporation for Cetera Advisor Networks Llc (registered 2022-04-20)
Form ADVobserved 6 days ago