DFX Intelligence

B•••• K•• W•• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

B•••• K•• W•• L••••

Advisor at I••••••••• R••••••• C•••

DENVER, CO | Honolulu, HI

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Search this name across graphsid dfx:ria:0db30b25-6278-0ef1-38dc-a99d7e961d75

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 20, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• R••••••• C•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• R••••••• C•••	Independent wealth	Feb 3, 2015	n/a	yes	Honolulu, HI\|DENVER, CO	Current employment
L•••••• I•••••••••	Independent wealth	Jan 2, 2009	Dec 31, 2014	no	Portland, OR\|PEARL CITY, HI\|Renton, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••• I•••••••••	I••••••••• R••••••• C•••	Dec 31, 2014	Feb 3, 2015	34	Firm change	Other
S••••••• F•••••••• G••••• I•••	L•••••• I•••••••••	Jul 29, 2009	Jan 2, 2009

Relationships

Registered with (4)

→ I••••••••• R••••••• C•••Registered adviserregistration: current employment
Feb 3, 2015 to presentfactForm ADV
→ L•••••• I•••••••••Registered adviserregistration: previous registration
Jan 2, 2009 to Dec 31, 2014factForm ADV
→ S••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Mar 24, 2005 to Jul 29, 2009factForm ADV
→ P•• A•••• M••••••••• I••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0db30b25-6278-0ef1-38dc-a99d7e961d75
First observed: May 20, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.