DFX Intelligence

A•••••• A••••••• • M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

A•••••• A••••••• • M••••••••• L••

CRD 155745

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0dc86236-ee4b-9417-4c95-066754c9081d

Data as of Mar 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 6
On other graphs: 1
Observed: Mar 29, 2012 to Mar 29, 2024
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

A•••••• A••••••• • M••••••••• L••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $419M••• Locked
Discretionary RAUM: $29.1M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R••• S•••••••• R••••••• I• L•	Hedge Fund	$20.3M	Mar 29, 2024	25	Mar 29, 2012	reported	021-149042
M•• O••••••••• I• L•	Hedge Fund	$17.3M	Oct 21, 2016

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• H••••••• L••	MANAGING MEMBER	E	yes	07/2010	Mar 29, 2012	Mar 29, 2024
D•••••• S•••• A•••	MANAGER/CHIEF EXECUTIVE OFFICER	Na	yes	11/2010	Mar 29, 2012	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••••• C•••••• M••••••••• L••	n/a	Asset manager	$545M	N	yes	n/a
A•• C•• F••• I• A••••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
A•••••• R••••••••• L••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$419M	$403M	4.0%	$455M	-2.7%	2	2	0	0

Relationships

Affiliated with (2)

← A•••••• C•••••• M••••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
→ A•••••• C•••••• M••••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV

Advises (3)

→ A•• L••••••• P••••••• L•Private fundReal Estate Fund, IA
Mar 30, 2016 to presentfactForm ADV
→ R••• S•••••••• R••••••• I• L•

Dated events

Occurred
Mar 30, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$141M
Occurred
Mar 30, 2020
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 30, 2020
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 30, 2020
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0dc86236-ee4b-9417-4c95-066754c9081d
First observed: Mar 29, 2012
Last observed: Mar 29, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.