This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SEIA

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 1, 2014earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S63|S66

First exam

Apr 3, 2015

First registration

Mar 2, 2016

Dual registered

yes, broker-dealer

Other names

BENJAMIN R GILMORE|BENJAMIN GILMORE|Ben R Gilmore|BENJAMIN ROGER GILMORE

IAPD individual key

6422509

• Occurred

  Jun 18, 2026
  Advisor changed firm

  Benjamin Roger Gilmore left J.P. Morgan Securities Llc for Seia (registered 2026-06-22)

  Form ADVobserved 5 days ago
• Occurred

  Apr 24, 2024
  Advisor changed firm

  Benjamin Roger Gilmore left Charles Schwab & Co., Inc. for J.P. Morgan Securities Llc (registered 2024-04-23)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:0dcc0cf8-1426-b33e-15bc-af2abb86d54b

First observed

Mar 2, 2016

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.