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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Cottonwood Heights, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Aug 12, 2024 | n/a | yes | Cottonwood Heights, UT | Current employment |
| ZIONS CAPITAL ADVISORS, INC. | Institutional manager | Jan 11, 2006 | Aug 13, 2024 | no | SALT LAKE CITY, UT|SALT LAKE CITY, UT|SALT LAKE CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ZIONS CAPITAL ADVISORS, INC. | RAYMOND JAMES & ASSOCIATES, INC. | Aug 13, 2024 | Aug 12, 2024 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 131308:705:UT:2024-08-13 | Aug 13, 2024 | Aug 12, 2024 | SALT LAKE CITY, UT | Firm change |