A•• D• P•••••••

Advisor at V••• F•••••••• A•••••••• I•••

HOUSTON, TX | Houston, TX

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Search this name across graphsid dfx:ria:0de1495b-28c7-c789-111c-6620d8465da0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 8, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••• F•••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 22, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Jun 11, 2013	n/a	yes	HOUSTON, TX\|Houston, TX	Current employment
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Jan 3, 2011	Jun 5, 2013	no	HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• F•••••••• P•••••••• L••	V••• F•••••••• A•••••••• I•••	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
V•••• F•••••••• A•••••••• I•••	V••• F•••••••• P•••••••• L••	May 1, 2009	Jul 14, 2009

Relationships

Registered with (3)

→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 3, 2011 to Jun 5, 2013factForm ADV
→ V••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Jul 14, 2009 to Jan 3, 2011factForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 8, 2007 to May 1, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0de1495b-28c7-c789-111c-6620d8465da0
First observed: May 8, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.