DFX Intelligence

A•••• P•••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

A•••• P•••• C••••••• L••

CRD 296940

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Search this name across graphsid dfx:ria:0de3fbd8-6f41-73cd-917c-7cd2f28e0e32

Data as of Jan 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2026 to Jan 24, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $8.3M••• Locked
Discretionary RAUM: $8.3M
Private client RAUM: $5.2Mderived••• Locked
Private client share: 63%derivedprivate client RAUM over total RAUM
Employees: 1
Advisory employees: 1
Offices

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
W•••••• P•••••• S•••••	n/a	PLANTATION, FL \| Miami, FL	7	9	n/a	no

Relationships

Registered with (1)

← W•••••• P•••••• S•••••Advisorregistration: current employment
Sep 24, 2018 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0de3fbd8-6f41-73cd-917c-7cd2f28e0e32
First observed: Jan 24, 2026
Last observed: Jan 24, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.