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Advisor at UBS FINANCIAL SERVICES INC.
Port Deposit, MD | GREENVILLE, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 31, 2024 | n/a | yes | Port Deposit, MD|GREENVILLE, DE | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jul 22, 2024 | no | Greenville, DE|Port Deposit, MD | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 26, 2006 | Jun 1, 2009 | no | WILMINGTON, DE | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jan 1, 1998 | May 31, 2006 | no | NEWARK, DE|NEWARK, DE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | UBS FINANCIAL SERVICES INC. | Jul 22, 2024 | Jul 31, 2024 | 9 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | CITIGROUP GLOBAL MARKETS INC. | May 31, 2006 | May 26, 2006 | -5 | Firm change | Other |